SEC

Investor group supports SEC proxy review

July 15, 2010

The Securities and Exchange Commission (SEC) announced on Wednesday that it is reviewing the way shareholders vote and released "a document raising questions about the corporate proxy system."
 

Hedge funds take the bait

May 08, 2009

It seems the hedge fund industry is hedging its bets (Oh, c'mon, I couldn't resist) and beginning to warm up to the idea of reporting...
 

SEC goes global

August 28, 2008

It's nice to know that while you're packing your sunblock and setting your out of office message, the government is still working hard.

The...
 

The SEC's got an IDEA

August 26, 2008

The laundry list of new guidelines and technological advances coming out of the Securities and Exchange Commission with the announcement last week that...
 

NIRI Conference - Monday comes to an end

June 10, 2008

The globalization theme I mentioned in my previous entry continued when Michael Oxley (yes, the SOX guy) took the stage for a lunchtime address....